Offering Circular

Offering Circular

If your company has decided to take advantage of the new avenues for reaching investors under Regulation A+, the biggest task you face will be preparing an offering statement that includes mandatory disclosures about the offering and the offeror, and obtaining...
MINI-IPO (Regulation A+)

MINI-IPO (Regulation A+)

Reg A+ is a type of offering which allows private companies to raise up to $50 Million from the public. Companies looking to raise capital via Reg A+ will first need to file with the SEC and get qualification before launching their offering. The costs associated with...
A Hidden Benefit of MINI-IPO: Variable Pricing

A Hidden Benefit of MINI-IPO: Variable Pricing

A likely overlooked advantage of Regulation A+ (“Reg A”) is that it allows an issuer to conduct certain delayed and continuous offerings without the need to set a share price at the time of qualification. A Note on Terminology In traditional public offerings, issuers...
Private Placement (Regulation D 506(c))

Private Placement (Regulation D 506(c))

According to the Securities Act of 1933, every company has to register their offering with the SEC in order to sell their shares. There are situations where the exemptions allow the companies to sell their shares without a SEC registration. One such exemption...
Post-Investment Liquidity

Post-Investment Liquidity

Regulation A+ Post-Issuance Liquidity For the investor, the degree of actual liquidity depends on what the Issuer company does after their Reg A+ offering. If they list on the NASDAQ or NYSE then liquidity can be excellent. If they list on the...