Services
Investor Services
Reg D 506(c) Flow Chart
Reg A+ Flow Chart
Investment Eligibility
Who can invest in Reg D 506c Offerings? While Reg A+ offerings are allowed to accept investors of any income level, Reg D offerings are only allowed to accept investments from Accredited Investors. And the company selling its shares must take reasonable steps to make...
Post-Investment Liquidity
Regulation A+ Post-Issuance Liquidity For the investor, the degree of actual liquidity depends on what the Issuer company does after their Reg A+ offering. If they list on the NASDAQ or NYSE then liquidity can be excellent. If they list on the...
Stay Tuned: Investor Portal
Stay Tuned! CBC Securities Inc. is relentlessly working with partners to provide you a user-friendly platform, i.e. investor portal, that will efficiently and accurately process your investment, and facilitate communication with us, with the company, and with your...
Company Services
Alternative and Modern Ways For Raising Capital
Regulation D With a Reg D (506c) offering, the company can raise an unlimited amount of capital, but only from accredited investors. It is allowed for the issuing companies to promote and advertise their offerings. The issuer companies have to take steps to verify...
PCAOB Audits?
PCAOB audits are not required for your Tier 2 Regulation A offering, and of course, no audit is required for Tier 1 offerings (although some States do require an audit, they do not require PCAOB). However, PCAOB level audits are required to stay...
Business Plan and Pitch Decks
We contract professional Business Plan and Pitch Decks experts that had worked with international companies from Startups to Fortune 500 across a diverse range of industries to prepare stunning business plans, pitch decks, and other investment materials. We take the...
Private Placement Memorandum
A Private Placement Memorandum (or PPM) is one of the documents that a company prepares for investors in a private placement (which is also known as a private or non-public offering). A private placement or private offering is when a company sells equity to investors...
Offering Circular
If your company has decided to take advantage of the new avenues for reaching investors under Regulation A+, the biggest task you face will be preparing an offering statement that includes mandatory disclosures about the offering and the offeror, and obtaining...
MINI-IPO (Regulation A+)
Reg A+ is a type of offering which allows private companies to raise up to $50 Million from the public. Companies looking to raise capital via Reg A+ will first need to file with the SEC and get qualification before launching their offering. The costs associated with...
Shareholder Services
Albert Liu
Mr. Qiang Liu is founder and CEO of Concordia Boston Capital Inc. and its wholly-owned subsidiary CBC Securities Inc. He has over 20 years of experiences in the financial and security industry, as well as being an actuary. Prior to founding Concordia Boston Capital...
Kimmy Wan
Kimmy has more than 20 years of financial industry experience, as well as sales and marketing, and portfolio management experiences in U.S. securities and investment industry. Her banking experiences includes manager at E*Trade and most recently Vice President at...
Private Placements
Herbies Auto’s – Secured $6M revolving facility for Colorado “Buy Here Pay Here” auto finance company Argus Capital, Inc- Secured $20M credit facility for company that acquired and serviced Retail installment Contracts from U.S. based truck driver training schools...
Mergers & Acquisitions
Manufacturing and Business Services Pelican Asphalt, blending and distribution terminal in Houston, TX was acquired by Summit Materials. (NYSE:SUM) Aljon, Inc. (leading manufacturer of landfill compactors and steel recycling equipment in North America)- recapitalized...
Restructurings
The U National College Newspaper- (also sold the company) Parker Automotive Castle Pines North Metropolitan District La Plata County Recreational Facilities Revenue Bonds Centennial Downs Metropolitan District
Business Valuations
Right Way Transportation Aljon, Inc. Colorado Railcar Manufacturing
